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Senior Technical Review Report July 1995


Review of the
Long-Range Research and Development Plan
Fissile Materials Disposition Program

Executive Summary

A comprehensive screening of options for the disposition of surplus weapons-usable fissile materials is underway by the US Department of Energy Office of Fissile Materials Disposition. This screening process will be the basis for An announcement in August 1996 of the Record of Decision regarding the supposition options that will be developed for implementation. A key element of the Department of Energy's screening of alternative options is formulation of a Long-Range Research and Development Plan (R&D Plan) that defines the research and development activities needed prior to implementing the options under consideration.

The first draft of this R&D Plan was forwarded to the Amarillo National Resource Center for Plutonium for review and comment by Howard Canter, Technical Director, Office of Fissile Materials Disposition, US Department of Energy. An expert review group, the Senior Technical Review Group, was assembled to comment on the screening process and the R&D Plan. This group includes a Nobel laureate and six members of the National Academies if Sciences and Engineering. (An annotated list of the Senior Technical Review Group members is attached.) The comments and recommendations of the Review Group are the subject of this report.

Background

In response to a Presidential Initiative that called for a comprehensive approach to the growing stockpile of fissile materials from dismantled nuclear weapons, the U.S. Department of Energy (DOE) developed a screening process to consider potential options for: (1) Long-term storage of strategic reserve and surplus weapons-usable fissile materials, and 2) Disposition of surplus weapons-usable fissile materials determined excess to national security needs. There are approximately 50 metric tons of excess plutonium and a greater quantity of surplus highly-enriched uranium in the U.S., and at least as much in the former Soviet Union. In developing the screening process, DOE obtained public input on screening criteria to be utilized and options to be evaluated.

In February 1995, the DOE Office of Fissile Materials Disposition drafted a preliminary report that described this screening process and the results of the first phase of screening. Prior to distribution of the screening report, the Amarillo National Resource Center for Plutonium was asked by DOE's Office of Fissile Materials Disposition to review the preliminary report. An expert review group, the Senior Technical Review Group, was assembled to comment on the screening process and the options delineated in the report. This Group includes a Nobel laureate and six members of the National Academies of Sciences and Engineering. An annotated list of the Senior Technical Review Group members is attached.

The findings and recommendations of the Senior Technical Review Group were forwarded to the DOE Office of Fissile Materials Disposition in a report titled, Review of the Draft Summary Report of the Screening Process to Determine Reasonable Alternatives for Storage and Disposition of Weapons-Usable Fissile Materials. Both this review and the DOE Summary Report of the Screening Process to Determine Reasonable Alternatives for Long-Term Storage and Disposition of Weapons-Usable Fissile Materials were released in March 1995. Copies of both reports are available upon request to the Center at the phone or address shown on the cover of this report. The recommendations put forth by the Senior Technical Review Group in the March 1995 report were based on the immediacy of the threat to national and international security posed by excess weapons-grade plutonium in the world. From the ten options evaluated in the DOE summary report (see Appendix), the Senior Technical Review Group pointed out that three of the options identified by DOE appeared to have the greatest potential for immediate development and use for the timely disposition of weapons-grade plutonium as follows:

Additionally, the Review Group noted that another option, identified by DOE as option R-1, transfer to EURATOM market for mixed-oxide (MOX) fuel reactor burning, technically offers the most rapid way to carry out the disposition option since MOX fafbrication facilities and MOX burning reactors are already in operation in Europe. However, international agreements might have to be reached, overseas shipments of plutonium and possibly spent fuel might be required, and an equivalent amount of commercial separated plutonium might have to be stored, which could offset the timing advantage for the disposition of excess plutonium in the US. Option R-1 could be more attractive as a means of disposing of Russian weapons-grade plutonium. There would not be overseas shipments and the impediment of licensing, since plutonium recycle is already commercially licensed in Europe.

The comprehensive review of disposition alternatives which is underway by the DOE Office of Fissile Materials Disposition will be the basis for an argument in August 1996 of the Record of Decision regarding the disposition alternatives that will be developed for implementation. A key element of DOE's review of alternatives is the formulation of a Long-Range Research and Development plan (R&D Plan) that defines the research and development activities needed prior to implementing the disposition alternatives under consideration. The first draft of the R&D Plan was forwarded to the Center's Senior Technical Review Group for review and comment. The comments of the Review Group appear below.

Review Process and Principal Recommendations

The Senior Technical Review Group received the R&D Plan prior to a meeting in Dallas, Texas on 8 June 1995. At that meeting, the Group received valuable input from Howard R. Canter and Andre I. Cygelman, technical director and deputy technical director respectively, DOE Office of Fissile Materials Disposition.

The oral briefing provided by DOE staff to the Senior Technical Review Group on 8 June 1995 was well organized and well received by Group members. However, this was not the case for the written R&D Plan. A large portion of the preliminary document will be archived. Specifically, there is no intention to fund all of the more than one billion dollars in R&D identified in the first draft of the R&D Plan. Instead, R&D will be done only on the selected option(s), including some work on items common to all options. The total R&D expenditures will be far less than the totals shown in the first draft. The Review Group concurred with the points made by DOE staff during the oral presentation regarding fiscal austerity, prioritization of alternatives, international issues and the intention to seek assistance from Russia and the rest of the international community.

In light of the above, and after extensive discussion, the Senior Technical Review Group recommends that:

  1. DOE strive for greater clarity and focus and less redundancy in the final draft of the Long-Range Research and Development Plan before it is released.

    Emphasis should be placed on those technical issues that must be resolved before the Record of Decision in August 1996. Further, it should reflect the ongoing narrowing options, for example, the Group reiterates the belief that the "borehole" disposition alternative does not appear promising.

    The Review Group believes that urgency of disposition is a major driving force for the R&D program. And, the actual start of surplus plutonium dispositions by the U.S. would make a strong and important impression on the international community concerning U.S. commitment to the plutonium disposition program. Thus, the lead time for disposition alternatives with the greatest potential for immediate development could be shortened if R&D is accelerated on items common to all disposition options, such as plutonium conversion. Additionally, there may be some very specific items on which R&D is needed to validate an option, that could be accomplished at reasonable cost. However, a general program of R&D long-lead items could result in large expenditures on one or more rejected options, and should be avoided.

    There was extensive discussion about the possible need for test irradiation of "lead assemblies," Given the fact that MOX irradiation is already in routine use in Europe, it was not clear to the Group why so much R&D would be needed on this option. It emerged in the discussion that much of the technical uncertainty regarding the reactor option arises from two factors: (1) the presence of gallium in surplus weapons plutonium, and (2) the presumption that 100% MOX cores would be irradiated. This leads to the need for burnable poisons that are absent from European MOX, the irradiation of which has been confined to partial cores. In light of these factors, the group urged DOE to seriously consider, at least for the initiation of surplus plutonium disposition, the removal of gallium before MOX fabrication and the use of partial core irradiations to avoid the use of burnable poisons and take full advantage of the European experience.

  2. Cost projections in the R&D plan should be clarified and the cost of each specific option needs to be clearly delineated so that all costs can be compared on an equal basis.

    Furthermore, it is recommended that cost estimates include confirmatory costs of the Nuclear Regulatory Commission and Nuclear Defense Facilities Safety Board. These costs should be included as part of the implementation costs.

  3. An estimation of technical risk be included for each alternative considered.

    Not all of the options under consideration have the same technical risk.

  4. DOE continue to maintain concern for the environment and the protection of the health and safety of the public and the workers involved in execution of the R&D plan, in keeping with internationally established standards.

  5. Consideration be given to forming a sub-group of the Senior Technical Review Group to study institutional issues related to the alternatives under study.

    Institutional issues may prove to be far more onerous than technical issues for the most reasonable alternatives. In addition to a technical R&D plan, there may be a need for a non-technical plan. How will technical issues be merged with political realities? For example, if a MOX fuel alternative is selected, what level of understanding is required for this alternative to be accepted by the public, the management of electric utilities, regulatory agencies and Russian officials?

  6. The management issues of the R&D program be adequately addressed.

    Most of the R&D proposed is to be performed by a number of organizations. Strong R&D project leaders with the necessary technical experience should be assigned to the R&D tasks. Accordingly, to assure that the work is carried out effectively and within established budgets, it is very important that the managerial and technical coordination of the organizations involved and the decision making and approval processes be clearly delineated.

  7. Greater consideration be given to international issues including international participation in the R&D program.

    In particular, greater consideration should be given to the need to dispose of Russian excess weapons materials in a timely manner and in parallels with U.S. materials disposition. This issue can be better addressed if the Russians are brought into the R&D program for the preferred disposition alternatives. Russian officials' understanding of the alternatives will be enhanced and R&D costs will be lowered.

    Other international issues will need to be considered including, for example, how the planned exchange of MOX technology between France and Russia may enhance the opportunity to have MOX fuel produced in Russia; effect of U.S. restrictions on the release of information about plutonium to foreign nationals; and the development of nuclear liability protection regulations by Russia.

  8. DOE staff ascertain the attitude of U.S. reactor operators toward MOX fabrication as soon as possible.

    The determination of the attitude of the U.S. reactor operators is a major prerequisite to determining the feasibility of timely development of a licensable MOX fabrication plant in the U.S. The development of a licensable MOX fabrication facility in the U.S. at an early date would result in a significant reduction in the time when light water reactors could be used to dispose of surplus plutonium.

  9. DOE staff provide the Senior Technical Review Group with timely information on developments in Canada related to CANDU heavy water reactors as an option for the disposition of weapons-grade plutonium.

Annotated List of Senior Technical Review Group Members

John F, Ahearne, Executive Director, Sigma Xi, The Scientific Research Society, formerly vice president and senior fellow of Resources for the Future, served as member of numerous committees, boards and commissions related to nuclear energy including chairman of the National Research Council Committee on the Future of Nuclear Power Development and Committee on Risk Perception and Communication, Fellow of the American Association for the Advancement of Science and the American Academy of Arts and Sciences.

Floyd L. Culler, Jr., President Emeritus, Electric Power Research Institute, member of the National Academy of Engineering, Fellow of the American Institute of Chemists, American Nuclear Society, and the American Institute of Chemical Engineers, recipient of numerous awards including E.O. Lawrence award and the Robert E. Wilson award of the American Institute of Chemical Engineers.

Paul M. Doty, Professor Emeritus, Department of Biochemistry and Molecular Biology and Director Emeritus, Center for Science and International Affairs, Harvard University, member of the National Academy of Sciences, member of the National Academy's Committee on International Security and Arms Control.

E. Linn Draper, Jr., Chairman, President and Chief Executive Officer of American Electric Power, is a member of the National Academy of Engineering, and serves on the boards of the Nuclear Energy Institute and the Institute of Nuclear Power Operations. He served on the faculty and administration of the University of Texas where he was director of the Nuclear Engineering Program. He holds a doctorate in nuclear science and engineering from Cornell University.

Shirley A. Fry, Oak Ridge Institute for Science and Education (ORISE), Physician/Epidemiologist, formerly Assistant Director, Medical Sciences Division and Director of the Division's Center for Epidemiologic Research, ORISE; a member of medical teaching staff, Radiation Emergency Assistance Center/Training Site, ORISE; member of national and international groups studying the acute and long-term health effects of ionizing radiation.

Norman Hackerman, President Emeritus, Rice University, Chairman of the Scientific Advisory Committee, Robert A Welch Foundation, member of the National Academy of Sciences. Recipient of distinguished achievement awards from numerous scientific societies and government bodies; most recently in 1993 received the National Medal of Science and the Vannevear Bush Medal of the National Science Board.

Richard T. Kennedy, Ambassador at large (retired), commissioned as Ambassador at large and special advisor to the Secretary of State on nonproliferation and nuclear energy policy (1982 - 92), appointed Under Secretary of State (1982) and served as representative to the International Atomic Energy Agency.

Myron B. Kratzer, Deputy Assistant Secretary of State for Nuclear Energy ( retired), serves on the American Nuclear Society special panel on plutonium, recipient of the Atomic Energy Commission's Distinguished Service Medal. Chemical engineer who served the Atomic Energy Commission from 1958-71, including Assistant General Manager for International Activities.

John W. Landis, Chairman, Public Safety Standards Group, member of the National Academy of Engineering, part-president and Fellow of the American Nuclear Society, Fellow if the American Society of Mechanical Engineers, retired president of General Atomics and Stone & Webster International, recipient of DOE Exceptional Public Service Award and numerous other awards, has served on 27 government advisory committees.

I. Harry Mandil, President, (retired), MPR Associates, Inc. In charge of reactor engineering under Admiral Rickhover, served on former Secretary of Energy Watkins advisory committee. Engaged in the development and application of nuclear power for naval propulsion and electricity generating central stations for 45 years, recipient of Navy Department Meritorious and Distinguished Civilian Service Awards and American Society of Mechanical Engineers Prime Movers Award.

Lewis Manning Muntzing, Partner, Morgan, Lewis and Bockius, Washington, D.C., Chairman of then International Nuclear Societies Council, serves on the editorial advisory board of Progress in Nuclear Energy International Review Journal, recipient in 1974 of the U.S. Atomic Energy Commission's Arthur S. Fleming Distinguished Service Award, past-president of the American Nuclear Society.

Paul Nelson, Professor of Computer Science, Nuclear Engineering and Mathematics, Texas A&M University, editor of The Journal of Transport Theory and Statistical Physics, past-chair of the Mathematics and Computation Division of the American Nuclear Society.

Wolfgang Panofsky, Professor and Director Emeritus, Stanford Linear Accelerator Center, member of the National Academy of Sciences, member of the National Academy's Committee on International Security and Arms Control and chair of the Weapons Plutonium Management and Disposition Study Committee. Recipient of National Medal of Science and Lawrence And Fermi Awards of the Department of Energy.

Genevieve S. Roessler, Associate Professor Emeritus, University of Florida, Fellow, past-president and past-editor of the Health Physics Society, 1994 advisory committee chair for the Health and Safety Research Division, Oak Ridge National Laboratory, also served on scientific review committees for U.S. Department of Energy (1984-88), and Rocky Flats (1980-82).

Glenn T. Seaborg, Chairman, Lawrence Hall of Science, received Nobel prize for Chemistry in 1951 and was original chairman of the Atomic Energy Commission, co-discoverer of over 16 elements and isotopes including plutonium. Holds distinguished achievement awards from numerous scientific societies and countries, most recently received the National Medal of Science (U.S. 1991) and the Royal Order of the Polar Star Sweden (1992).

John Taylor, Vice President (retired), Nuclear Power Division, Electric Power Research Institute, formerly Vice President and General Manager of the Water Reactor Business Unit of Westinghouse Electric Corporation, engaged in nuclear power development for naval propulsion and electricity generation for 31 years, member of the National Academy of Engineering, Fellow of the American Association for the Advancement of Science and the American Nuclear Society.

Kenneth L. Woodfin, Rear Admiral (retired), independent Management and Financial Consultant, expertise in the areas of logistics, acquisition and financial management, senior business assistant to Admiral Rickhover in the Naval Nuclear Power Program, former assistant administrator of NASA, and senior vice president with Burns and Roe, international architectural engineers. Appendix

List of plutonium disposition options selected as result of first phase of screening process by the U.S. Department of Energy (see Summary Report of the Screening Process to Determine Reasonable Alternatives for Storage and Disposition of Weapons-Usable Fissile Materials, March 1995).

(D-2/3) Emplacement in Very Deep Boreholes (either directly or immobilized without radionuclides, which are initially separate options)

(I-3) Immobilization with Radionuclides in New Borosilicate Glass Vitrification Plant or Facility, with Ultimate Repository Disposal

(I-4) Ceramic Immobilization with Radionuclides, with Ultimate Repository Disposal

(I-5) Metal Immobilization, with Ultimate Repository Disposal

(I-6) Borosilicate Glass Oxidation/Dissolution/Immobilization with Radionuclides, with Ultimate Repository Disposal

(R-1) Transfer the EURATOM Market for Mixed-oxide (MOX) Fuel Reactor Burning

(R-2) Burning in Existing Light Water Reactors, with Ultimate Repository Disposal

(R-2A) Burning in Partially Completed Light Water Reactors, with Ultimate Repository Disposal

(R-3) Burning in Evolutionary or Advanced Light Water Reactors, with Ultimate Repository Disposal

(R-6) Burning in CANDU Heavy Water Reactors, with Spent Fuel Disposals by Canadian Utility